SHAW is one of Australia’s largest independently owned stockbroking companies with a total of
over 200 personnel, including ten Research Analysts, eight Institutional Dealers, approximately
100 Private Client Advisors and its own in-house Counsel and Settlements.
Typically, prior to undertaking a new capital raising appointment, SHAW requires not only
Corporate Finance approval but also – in compliance with “Chinese Walls” and “Conflicts
Management” issues – the support of its Research and Compliance departments and,
to gauge the likely success of the transaction, senior Institutional and Private Client Dealers.
Once a mandate is approved the corporate client has SHAW Stockbroking’s and Shaw
Corporate Finance’s total commitment to the success of the transaction and to the
maintenance of the relationship between the corporate client and SHAW.
The Research team provides SHAW’s clients with continuing unbiased research so that their
investment is continually monitored. In addition to research our corporate clients maintain
contact with SHAW’s clients and dealers through in-house presentations, site visits and
exposure on our highly regarded and popular website, www.egoli.com.au.
Our experience has been that the ongoing contact and communication has significantly
facilitated secondary market issues for corporate clients (placements, rights issues, etc).
We are proud of our success in the corporate finance area and Alex Fabbri and his team reflect
SHAW’s dedication to integrity and its total commitment to the best interests of its clients.
Yours sincerely |